David Tang, Chief Compliance Officer
David Tang was appointed Chief Compliance Officer for Rothschild Asset Management in October 2011, with overall responsibility for the design and implementation of the firm’s compliance policies and procedures. Mr. Tang, who joined Rothschild in August 2011, previously served, beginning in 2006, as Associate Counsel and Chief Compliance Officer of Quadrangle Group LLC, a private investment firm in New York City. His responsibilities at Quadrangle included, among other things, oversight of the firm’s compliance program, as well as general legal matters, including offering and fund documentation, transactional documentation, fund operations, investor relations and communications, litigation and employee-related issues. From 2002 to 2006, Mr. Tang served as an Associate in the Investment Management group of Seward & Kissel LLP in New York City. His duties there included structuring, formation and ongoing representation of U.S. and offshore investment funds, registration and advising of Securities and Exchange Commission registered investment advisers, and representation of issuers in initial public offerings, shelf registrations and follow-on offerings. Mr. Tang received his JD from the UCLA School of Law in Los Angeles, CA and a BA, magna cum laude, in economics and history from Binghamton University in Binghamton, NY. He is admitted to practice law in the State of New York.